Private Fund CCO
Over 38 years of SEC Compliance experience in financial services, including private funds: Providing curated hands on services for new compliance obligations of private funds that are SEC registered.
Calabasas, California, United States
Venture Capital and Private Equity Principals
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No verticals classified
compliance, SEC regulations, Private funds, Fund audits, Quarterly statement rule, preferential treatment rule, Restricted Activity Rule, Adviser led secondaries rule, Private Fund Audit Rule, SEC Compliance Rule, Private Fund Adviser, Fund regulations, Private Fund compliance, Private fund SEC regulations, SEC reporting, SEC registered funds, RIA compliance, broker dealer compliance, FINRA, Dual registered
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2
1984
financial_services · SEC compliance, regulatory advisory, private fund compliance
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Prospects
No prospects linked to this account.
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